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 | APPENDIX E 
 SUMMARY OF AGENCY RECORDS RETRIEVAL
 
 
 CENTRAL INTELLIGENCE AGENCY
 DEPARTMENT OF DEFENSE
 DEPARTMENT OF ENERGY
 DEPARTMENT OF HEALTH AND HUMAN SERVICES
 DEPARTMENT OF VETERAN AFFAIRS
 NATIONAL AERONAUTICS AND SPACE ADMINISTRATION
 
 
 
 CENTRAL INTELLIGENCE AGENCY
 
 
 History and Organization of the Central Intelligence Agency
 
 The Central Intelligence Agency (CIA) was created in 1947 by
 the National Security Act, which also established the Department
 of Defense (DOD) and the National Security Council (NSC).  CIA
 was modeled largely after the Office of Strategic Services, which
 served as the principal U.S. intelligence organization during
 World War II.  The newly created agency was authorized to engage
 in foreign intelligence collection (i.e., espionage), analysis,
 and covert actions; it was, however, prohibited from engaging in
 domestic police or internal security functions.  Nonetheless, CIA
 engaged in a program of domestic human experimentation from the
 1950s into the 1970s.
 
 CIA components most likely to have been associated with any
 experiment are the Office of Scientific Intelligence (OSI) in the
 Directorate of Intelligence; the Office of Security; the
 Technical Services Division (TSD) in the then-Directorate of
 Plans (DDP, now Directorate of Operations); and (at least from
 1962) the Office of Research and Development (ORD) in the
 Directorate of Science and Technology.  Beginning in the late
 1940s, OSI analyzed and disseminated foreign scientific, and
 medical intelligence concerning the development and testing of
 atomic weapons and interacted with DOD and the Atomic Energy
 Commission (AEC) on these issues.  TSD ran Project MKULTRA,
 discussed below.  Human experimentation was done prior to MKULTRA
 by OSI and the Office of Security and, after MKULTRA, by ORD.
 
 
 Experiments
 
 To date, CIA has found no records or other information
 indicating that it conducted or sponsored human radiation
 experiments.
 
 
 Records Search
 
 In response to the January 1994 presidential directive, CIA
 conducted an agency-wide search for information about human
 radiation experiments that it may have conducted. [1]  At the
 Committee's initial meeting in April 1994, CIA stated that the
 search encompassed an electronic review of approximately 34
 million documents, a manual review of 480,300 documents, and
 nearly 50 interviews.  CIA also stated that it had found no
 documents relating to experiments conducted by other agencies.
 The Committee, however, has since found records indicating that
 CIA officers did participate in DOD groups in which human
 radiation experiments, including those involving the placement of
 troops at atmospheric weapons tests, were discussed and planned.
 As discussed below, CIA is continuing to search for documents
 relating to these and other activities.
 
 Beginning in the early 1950s, CIA engaged in an extensive
 program of human experimentation, using drugs, psychological, and
 other means in search of techniques to control human behavior.
 CIA has so far found no evidence that radiation experiments on
 humans were part of this program.  CIA documents and a 1963 CIA
 Inspector General (IG) report, however, state quite clearly that
 MKULTRA was a program "concerned with research and development of
 chemical, biological, and radiological materials capable of
 employment in clandestine operations to control human behavior."
 (emphasis added)  The IG report states that "additional avenues
 to the control of human behavior had been designated . . . as
 appropriate to investigation under the MKULTRA charter, including
 radiation, electroshock, various fields of psychology, sociology,
 and anthropology, graphology, harassment substances, and
 paramilitary devices and materials." (emphasis added) [2]  The
 program included unwitting experimentation on humans with LSD
 (lysergic acid diethylamide), brainwashing, and other
 interrogation methods.
 
 CIA's human behavior program originated in 1950 and was
 motivated by Soviet, Chinese, and North Korean use of mind
 control techniques.  It began under the code name BLUEBIRD (and
 was later known as ARTICHOKE) and was operated by the Office of
 Security and OSI with support from other offices.  MKULTRA
 formally began in April 1953 as a special, clandestine funding
 mechanism for DOD human behavior research.  The program was the
 subject of investigations by the Rockefeller Commission in 1975,
 the Senate Church Committee in 1976, and hearings by Senator
 Kennedy in 1975 and 1977; however, these committees did not focus
 on radiation experiments, and no such information was found by
 them.
 
 CIA has told the Committee that MKULTRA involved human
 experimentation using every research "avenue" listed in the
 MKULTRA document except for radiation. [3]  The agency also noted
 that most of the MKULTRA records were deliberately destroyed in
 1973 by the order  of then-Director of Central Intelligence
 Richard Helms. [4]  In early September 1994, the agency found a
 document that summarized work done for ARTICHOKE, which states
 that "[i]n addition to hypnosis, chemical and psychiatric
 research, the following fields have been explored: . . .
 7) other physical manifestations, including heat and cold,
 atmospheric pressure, radiation." (emphasis added)  Although
 there is no indication from this document that radiation was
 explored on humans directly, it makes clear that CIA did
 "explore" radiation as a possibility for the defensive and
 offensive use of brainwashing and other interrogating techniques.
 [5]
 
 In another MKULTRA project, CIA secretly provided funding
 for the construction of a wing of Georgetown University Hospital
 in the 1950s so that it would have a locale to carry out clinical
 testing of its biological and chemical programs.  Dr. Charles F.
 Geschickter, a Georgetown doctor who conducted cancer research
 and experimented with radiation therapy, acted as cover for CIA
 financing. [6]  CIA also tried unsuccessfully to enlist AEC to
 cofund the project by appealing to its interest in Geschickter's
 radiation research.  Geschickter testified before Congress in
 1977 that CIA money helped fund his radioisotope lab and
 equipment.  Thus, CIA money seems to have helped fund radiation-
 related medical research as a cover for the agency's real
 interest in chemical and biological research.
 
 Records obtained from DOD and the Department of Energy (DOE)
 and by Committee staff from the National Archives show that CIA
 was represented in key DOD biomedical groups in which both human
 experiments and  experimental ethics policy were discussed and
 planned.  At least three CIA officers were members of DOD's
 Committee on Medical Sciences (CMS) from 1948 to 1953 and
 attended meetings and received the "program guidance" of the DOD
 Joint Panel on the Medical Aspects of Atomic Warfare.  As
 reported elsewhere, [7] the Joint Panel was the center for
 information gathering and planning for medical experimentation,
 including human experiments, relating to atomic warfare; for
 example, this panel helped coordinate the program of placing
 troops in the vicinity of atmospheric nuclear weapons tests.  In
 1948 CIA also participated in discussions regarding the proposed
 formation of an Armed Forces Medical  Intelligence Organization,
 during which it was suggested that CIA would be in charge of
 foreign  atomic, biological, and chemical intelligence from a
 medical sciences viewpoint. [8]
 
 CIA representatives on CMS worked for OSI (and its
 precursor, the Scientific Branch).  This office had principal
 responsibility for analyzing and disseminating foreign atomic
 energy  intelligence.  It chaired the Joint Atomic Energy
 Intelligence Committee (JAEIC, also known as the Joint Nuclear
 Intelligence Committee), an interagency body that helped
 coordinate analyses and activities by Departments responsible for
 monitoring foreign nuclear weapons programs.  It also chaired the
 interagency Scientific Intelligence Committee as well as the
 Joint Medical Sciences Intelligence Committee, both of which
 coordinated scientific and medical intelligence for the
 Government.  These two committees provided medical intelligence
 to the Armed Forces Medical Policy Committee, which also played
 an active role in planning and overseeing radiation research and
 human experimentation for DOD.  This office also worked on
 Projects BLUEBIRD and ARTICHOKE; at least one of the officers who
 attended CMS meetings also analyzed medical intelligence for the
 Office of Security's human experimentation activities under
 BLUEBIRD and ARTICHOKE.
 
 CIA historically has employed the facilities of other
 agencies, including DOD and DOE (and its predecessors) to assist
 in agency research.  For example, in 1965 CIA entered into a
 Memorandum of Understanding with AEC's Lawrence Livermore
 Laboratory to perform a number of projects for CIA's Office of
 Scientific Intelligence.  CIA has been asked to search for
 documents specifically related to the work performed under this
 agreement that might relate to human radiation experiments.
 
 With regard to the history of CIA's ethics policies, the
 MKULTRA experiment program gestated from 1951 to 1952.  This was
 the very period in which DOD's CMS, with CIA participation,
 engaged in discussions that led to the Secretary of Defense's
 1953 enactment of an ethics policy for human experiments based on
 the Nuremberg Code.  The relationship between these Nuremberg
 Code discussions (and policy) and CIA's MKULTRA activities is a
 subject of the Committee's inquiry.
 
 Through the course of MKULTRA, CIA sponsored numerous
 experiments on unwitting humans.  After the death of one such
 individual (Frank Olson, an army scientist who was given LSD in
 1953 and committed suicide a week later), an internal CIA
 investigation warned about the dangers of such experimentation.
 Ten years later, a 1963 IG report recommended termination of
 unwitting testing; however, Deputy Director for Plans Richard
 Helms (who later became Director of Central Intelligence)
 continued to advocate covert testing on the ground that "positive
 operational capability to use drugs is diminishing, owing to a
 lack of realistic testing.  With increasing knowledge of the
 state of the art, we are less capable of staying up with the
 Soviet advances in this field."  The Church Committee noted that
 "Helms attributed the cessation  of the unwitting testing to the
 high risk of embarrassment to the Agency as well as the 'moral
 problem.'  He noted that no better covert situation had been
 devised than that which had been used, and that 'we have no
 answer to the moral issue.'" [9]
 
 Following revelations of MKULTRA and other unethical CIA
 practices, President Gerald Ford issued the first Executive Order
 on Intelligence Activities in 1976, which, among other matters,
 prohibited "experimentation with drugs on human subjects, except
 with the informed consent, in writing and witnessed by a
 disinterested third party, of each such human subject and in
 accordance with the guidelines issued by the National Commission
 for the Protection of Human Subjects for Biomedical and
 Behavioral Research."   Subsequent Executive Orders by Presidents
 Jimmy Carter and Ronald Reagan expanded the directive to apply to
 any human experimentation: "No agency within the Intelligence
 Community shall sponsor, contract for, or conduct research on
 human subjects except in accordance with guidelines issued by the
 Department of Health, Education, and Welfare.  The subject's
 informed consent shall be documented as required by those
 guidelines." [10]  CIA has issued guidelines implementing the
 Executive Order and has provided them to the Committee. [11]
 
 
 Remaining Tasks
 
 The primary focus of CIA's initial search was records on the
 use of ionizing radiation on humans by the U.S. Government.  The
 agency did not initially search specifically for information on
 such topics as the 1949 "Green Run" release (an intentional
 release of radiation in Hanford, Washington) or the activities of
 the JAEIC, CMS, or Joint Panel on the Medical Aspects of Atomic
 Warfare.  Nor did CIA initially focus on activities of the Soviet
 Union and other countries that may have prompted U.S. agencies to
 consider human radiation experiments (e.g., when the Soviet Union
 sent approximately 40,000 troops to a test area to conduct
 military exercises 30 minutes after an atomic bomb test in Totsk,
 Kazakhstan, on September 14, 1954).
 
 In response to specific Committee queries, CIA has provided
 documents that describe activities of the OSI.  CIA continues to
 search for records in light of five Committee requests.  These
 requests include: (1) records on CMS, the Joint Panel on the
 Medical Aspects of Atomic Warfare, and other DOD and/or
 interagency medical intelligence organizations involving human
 experiments; (2) foreign medical intelligence records on human
 radiation experiments; (3) records on work done by other
 agencies; (4) records on ethics policies; and (5) records on the
 Green Run and other intentional releases.
 
 The Committee awaits completion of ongoing records searches
 that CIA has been conducting on the above and other topics raised
 by the Committee.
 
 
 
 
 **********
 
 1    In contrast to all other agencies, CIA maintains custody of
 virtually all of its records; only a small number have been
 transferred to the National Archives and none to any Federal
 Records Center.  No publicly available index or inventory
 describes the size and organization of the records that CIA
 maintains.
 
 2    A redacted version of the IG report was reprinted in Joint
 Hearings on Biomedical and Behavioral Research, 1975, before
 the Subcommittee on Health of the Senate Labor and Public
 Welfare Committee and the Subcommittee on Administrative
 Practice and Procedure of the Senate Judiciary Committee,
 94th Cong., 1 st Sess., at 877 (the complete report is still
 classified); see also "Final Report of the Senate Select
 Committee to Study Governmental Operations with Respect to
 Governmental Operations, Book I" at 389-90, 94th Cong., 2d
 Sess., No. 94-755 (Apr. 26, 1976) ("Church Committee").
 
 3    CIA did investigate the use and effect of microwaves on
 humans in response to Soviet practice of beaming microwaves
 on the U.S. Embassy but determined that this was outside the
 scope of the Committee's purview.  CIA also sponsored
 radioisotope tracer experiments involving irradiated LSD and
 other chemicals on laboratory animals as part of MKULTRA.
 The Army conducted similar tracer studies on humans at
 Edgewood Arsenal in Maryland during this period.  Beginning
 in 1967, CIA's Office of Research and Development and the
 Edgewood Arsenal undertook a joint program for research in
 influencing human behavior with drugs, which included human
 experimentation (including on prison inmates) and was
 performed by the same University of Pennsylvania researchers
 who had performed the tracer studies.  It is not know
 whether the joint program included radioisotope tracer
 studies on humans.
 
 
 4    Helms testified in 1975 that he ordered the records
 destroyed because "there had been relationships with
 outsiders in government agencies and other organizations and
 that these would be sensitive in this kind of a thing but
 that since the program was over and finished and done with,
 we thought we would just get rid of the files as well, so
 that anybody who assisted us in the past would not be
 subject to follow-up questions, embarrassment, if you will."
 Church Committee, Book I, at 403-04.
 
 5    CIA officials have suggested this reference to radiation
 might have meant "ultrasonic radiation" because they found
 another document in which the possibility of using
 "ultrasonics and other radiant energy" was proposed and
 rejected.  This suggestion, however, seems unlikely because
 the summary document also lists "sound" as a field that was
 explored in addition to radiation.
 
 6    The Geschickter Fund for Medical Research served as a
 principal "cut-out source" for CIA's secret funding of
 numerous MKULTRA human experiment projects.
 
 7    See discussion in Part I of the Interim Report.
 
 8    Although this organization apparently was never created, the
 basic division of labor between CIA and DOD suggested here
 seems to have been maintained by the Armed Forces Medical
 Policy Committee.
 
 9    Church Committee, Book I, at 402.  The Church Committee
 noted that "the project involving the surreptitious
 administration of LSD... was marked by a complete lack of
 screening, medical supervision, opportunity to observe, or
 medical or psychological followup.  The intelligence
 agencies allowed individual researchers to design their
 project.  Experiments sponsored by these researchers... call
 into question the decision by the agencies not to fix
 guidelines for the experiments." Id.
 
 10   Executive Order 11905 (Feb. 19, 1976) (Ford); Executive
 Order 12036,  2-302 (Jan. 26, 1978) (Carter); Executive
 Order 12333,  2,10 (Dec. 4, 1981) (Reagan).
 
 11   One section of the most recent guidelines originally was
 classified, i.e., HR 7-1a(6)(c)(4), but was declassified
 upon the request of the Committee.
 DEPARTMENT OF DEFENSE
 
 
 Five Components of the Department of Defense
 
 Five relevant components of the Department of Defense (DOD)
 have been involved in human radiation experiments:  the Office of
 the Secretary of Defense (OSD), the Department of the Air Force
 (Air Force), the Department of the Army (Army), the Department of
 the Navy (Navy), and the Defense Nuclear Agency (DNA).  The
 searches performed are described below.
 
 
 Office of the Secretary of Defense
 
 History and Organization
 
 DOD replaced the War and Navy Departments in 1947.  OSD,
 established concurrently, consisted of the Secretary of Defense,
 his deputies and assistants, and various advisory boards and
 committees, including the Research and Development Board (RDB).
 Responsibilities of the RDB included preparing an integrated
 military research and development (R&D) program and coordinating
 R&D among the military services.  Under the former War and Navy
 Departments, these tasks had been performed in part by the Office
 of Scientific Research and Development (1942-1945), National
 Research Council (1945-1946), and the Joint Research and
 Development Board (1946-1947).
 
 To accomplish its assigned responsibilities, RDB created
 numerous committees whose members included military personnel and
 civilians.  There are at least three committees or panels whose
 work is particularly relevant: (1) Committee on Medical Sciences
 (CMS), (2) Joint Panel on the Medical Aspects of Atomic Warfare
 (which reported to both CMS and Committee on Atomic Energy), and
 (3) Committee on Human Resources.
 
 With the disestablishment of RDB in 1953, its
 responsibilities were apparently assigned to the newly created
 Assistant Secretary of Defense for R&D for several years and then
 to the Defense Director of Research & Engineering (DDR&E) in
 1958.  At least during the 1950s these offices had their own
 advisory committees and panels.  The records of at least three
 such panels (i.e., CMS, Committee on General Sciences, and
 Committee on Atomic Energy) may be of interest.
 
 Another advisory board during this period, the Armed Forces
 Medical Policy Council (AFMPC), drafted and recommended to
 Defense Secretary Wilson the policy on consent for certain human
 experiments that he adopted in February 1953.  AFMPC succeeded
 the Office of Medical Services in early 1951 but appears to have
 been disestablished in 1953.  At some point thereafter, the
 office of the Assistant to the Secretary of Defense for Health
 was created, and it is believed that this office assumed some, if
 not all, of the functions of AFMPC.
 
 Experiments
 
 OSD reviewed and either approved or disapproved specific
 programs and projects of the four military services and the
 Defense Nuclear Agency and its predecessors (see below).
 
 
 Records Search
 
 The initial DOD search did not encompass OSD.  DOD agreed to
 search OSD files at the Committee's request and has been engaged
 in an effort to locate and retrieve the files of relevant groups,
 as discussed above or further identified in the course of ongoing
 search.  Most records of the RDB's CMS, Joint Panel on the
 Medical Aspects of Atomic Warfare, and Committee on Human
 Resources that are in the OSD collection (Record Group #330) at
 the National Archives (NARA) in Washington, D.C., have been
 examined.  Some significant records, however, are not in this
 collection and may not exist.  For example, although there are
 verbatim transcripts of the meetings of CMS and the Committee on
 Human Resources, only summary minutes exist for the meetings of
 the Joint Panel on the Medical Aspects of Atomic Warfare.  Most
 records of AFMPC and its predecessors in this collection also
 have been reviewed.  OSD has also started to identify and review
 pertinent collections in the OSD holdings at the Washington
 National Records Center (WNRC) (Record Group #330); these are
 estimated to comprise approximately 2000 boxes.
 
 Remaining Tasks
 
 Most records of two RDB predecessors, the Office of
 Scientific Research and Development (Record Group #227) and the
 Joint Research and Development Board (Record Group #330), are
 declassified and housed at NARA in Washington, D.C. The records
 of the committees with jurisdiction over biomedical research must
 be examined.  Most of the records of the National Research
 Council are either unclassified or declassified and housed at the
 National Academy of Sciences in Washington, D.C.  Similarly, the
 records of the committees with jurisdiction over biomedical
 research must be reviewed.
 
 With respect to the OSD records at NARA, the following
 remains to be done:  1) Committee Staff will complete the
 examination of the records of the CMS, Joint Panel on the Medical
 Aspects of Atomic Warfare, and Committee on Human Resources; (2)
 Committee staff will complete the examination of the monthly,
 quarterly, and annual progress reports submitted by the four
 military services and Armed Forces Special Weapons Project
 (AFSWP) to RDB; and (3) Committee staff will complete the review
 of the records of AFMPC and its predecessors.  For the most part,
 these records are declassified.
 
 With respect to the OSD records at WNRC (Record Group #330),
 DOD must (1) complete the identification and review of any
 relevant RDB records (including, among other things, any
 correspondence files of the Joint Panel on the Medical Aspects of
 Atomic Warfare and any verbatim transcripts of its meetings), (2)
 complete the identification and examination of  the pertinent
 records of the Assistant to the Secretary of Defense for R&D and
 DDR&E, (3) complete the identification and review of records of
 any other OSD office that had any role in human experiments, and
 (4) complete the identification and examination of any relevant
 records of AFMPC and its successor(s).  Committee staff will
 assist OSD in this process.  Most of the OSD records at WNRC are
 still classified.  DOD must also identify and review any relevant
 OSD records still remaining.
 
 
 Department of the Air Force
 
 History and Organization
 
 The Air Force was established in 1947 under the new DOD.
 Prior to this it had been part of the U.S. Army under the War
 Department.
 
 Several Air Force components have been involved in
 biomedical research, including the Office of the Surgeon General
 (OSG), which has general oversight responsibilities.  Another,
 the School of Aviation Medicine (SAM), was a subordinate command
 of the Air University in the 1950s and 1960s and is now part of
 the Human Systems Center.  A third component is the Medical
 Centers attached to operational commands where clinical
 investigations are conducted.
 
 Experiments
 
 The Air Force provided a list of more than 600 human
 radiation experiments, approximately 90 of which predate 1975.
 Committee staff has asked the Air Force to provide available
 backup material it has identified regarding pre-1975 experiments.
 SAM was a primary sponsor of the majority of the pre-1975
 experiments, and the Air Force has provided histories of SAM.
 The Air Force reports that additional material is warehoused at
 SAM's Texas facilities; however, records of many individual
 experiments appear to have been destroyed or taken by the
 investigators.
 
 Records Search
 
 With respect to headquarters documents, selected files in
 the Secretary of the Air Force (Record Group #340) and
 Headquarters, Air Force (Record Group #341) collections at NARA
 and WNRC have been examined.  All periodic and programmatic
 histories of OSG have been examined, and pertinent portions
 provided (this effort extensively involved the U.S. Air Force
 Historical Research Agency).
 
 The minutes, agendas, and reports of the panels and
 committees of the Scientific Advisory Board (SAB) dealing with
 biomedical research in Record Group #341 at WNRC have been
 reviewed.  SAB was established in 1947 and advises the Secretary
 of the Air Force and the Chief of Staff on research and
 development.
 
 In response to the DOD-wide January search directive, the
 Air Force sought to identify experiments (and related
 documentation) at field sites that may have conducted or
 sponsored experiments.  This effort entailed several queries to
 all Air Force commands, including each individual clinical
 investigation facility (Travis AFB, Lackland AFB, Keesler AFB)
 and those conducting clinical investigation programs (Anderson
 AFB, Wright-Patterson AFB, Scott AFB).  Command historians, as
 well as the Office of Air Force History, were also queried.  The
 Air Force reports that over 6,000 person-hours have been spent
 reviewing selected files at the National Personnel Records Center
 in St. Louis; the holdings at Strughold Library at Brooks AFB;
 and the Geophysics Laboratory Library at Hanscom Field.
 
 Remaining Tasks
 
 Further review may be needed of selected files in Record
 Groups #340 and #341.  The post-1953 records of OSG must be
 located and reviewed.  Committee staff will continue to work with
 the Air Force to examine pertinent records of important
 nonheadquarters commands, particularly SAM.
 
 Although evidence exists that the Air Force received notice
 when the Secretary of Defense issued his Nuremberg Code directive
 in February 1953, little or no evidence exists of its
 implementation in specific cases.  The Committee believes that
 the search will locate relevant materials on implementation.
 
 The Committee also has asked the Air Force to search for
 materials relating to (1) consent practices used for those
 involved in flash-blindness tests and atomic cloud air sampling
 activities conducted in connection with atomic bomb tests, and
 (2) the development and application of a 1958 Air Force policy
 regarding ultrahazardous research.
 
 
 Department of the Army
 
 History and Organization
 
 The Army was established in 1947 under the new DOD.  Prior
 to this the Army was under the War Department, which DOD
 replaced.
 
 One component conducting biomedical research was the Office
 of the Surgeon General (OSG) and its many subordinate commands.
 These commands included hospitals (e.g., Letterman General
 Hospital in San Francisco) and research centers (e.g., the
 Medical Research Laboratory at Fort Knox).  Beginning in the
 1940s, OSG created a Medical Research and Development Board to
 review all biomedical research conducted by OSG and its many
 contractors.  It is not known how long the board existed, but in
 1958 OSG established the Army Medical Research and Development
 Command, which evidently had the same responsibilities.
 
 A second component conducting biomedical research is the
 Chemical Corps and its  successor(s).  The Chemical Corps
 replaced the Chemical Warfare Service in the mid-1940s, and it in
 turn was disestablished and had its responsibilities assigned to
 the Assistant Chief of Staff for Force Development in 1963.  At
 least during the late 1940s and early 1950s, it appears that the
 majority of biomedical research was conducted by or for the
 Medical Division of the Army Chemical Center (one of three major
 centers in the Chemical Corps during this period).
 
 Another significant component might be the Scientific
 Advisory Panel and any successor(s).  In 1951 this panel was
 established to advise the Secretary of the Army and the Chief of
 Staff on R&D the Army should undertake.  Its responsibilities may
 have included R&D in the biomedical field.
 
 Experiments
 
 In September 1994 the Army provided the Committee with a
 listing of several hundred experiments.  The Committee has asked
 the Army to identify all pre-1975 experiments and provide all
 available supporting documentation for each one.
 
 Records Search
 
 With respect to headquarters documents, the Army currently
 is reviewing the periodic and programmatic official histories of
 OSG and the Chemical Corps and its successor(s) at the Center for
 Military History.  The tables of contents and relevant portions
 of any of interest will be provided to the Committee.  All
 histories of the Chemical Corps and its successor(s) are
 classified.  With the exception of records from 1952 to 1953,
 which could not be located, OSG records (Record Group #112) at
 WNRC for 1951 to 1958 have been reviewed.  OSG records at WNRC
 for the years following 1958 currently are being examined.
 
 In response to the January 1994 DOD-wide search directive,
 the Army asked field sites that may have conducted or sponsored
 experiments to identify them and the location of related data.
 The Committee does not have a clear definition of the extent of
 this inquiry yet.
 
 Remaining Tasks
 
 The review of the histories of OSG and the Chemical Corps
 and its successor(s), as well as the remaining OSG records at
 WNRC, must be completed.  Any OSG records at the National
 Archives or still housed at OSG must be identified and reviewed.
 
 The large collection of records of the Chemical Corps at
 WNRC (Record Group #175) and any possibly still with a successor
 must be identified and examined.  (These include records related
 to radiation warfare experiments conducted at Dugway, Utah, or
 elsewhere.)  The records of the Scientific Advisory Panel and any
 successor(s) must be located reviewed.
 
 In June 1953 the Secretary of the Army implemented in a
 separate order the Secretary of  Defense's Nuremberg Code
 directive from earlier that year.  A 1975 Army Inspector General
 report details the extent of its implementation in research
 involving psychoactive chemicals, but there is little
 documentation regarding its implementation in research involving
 ionizing radiation.  The Committee has asked the Army to place a
 priority on locating this material.  The Committee has also asked
 the Army (as well as other services) to provide all documents
 related to human experimentation planned or conducted in
 connection with atomic bomb tests, including documentation
 relating to the biomedical components of tests, and consent
 procedures for those involved in troop maneuvers, psychological
 observation, body fluid sampling, or other human subject tests.
 The Army has agreed to provide all such materials.
 
 
 Department of the Navy
 
 History and Organization
 
 The Department of the Navy (Navy) was established in 1947
 under the new DOD.  Prior to this the Navy was under the Navy
 Department, which DOD replaced.
 
 One component conducting biomedical research is the Bureau
 of Medicine (BUMED) and its many subordinate commands.  BUMED
 through the years has conducted research at its own facilities
 and through contractors.  A second component involved in
 biomedical research is the Office of Naval Research (ONR).  Most
 of its research has been performed by contractors.  BUMED and ONR
 existed at the time the Department of the Navy was established.
 A third component performing biomedical research was the Naval
 Radiological Defense Laboratory (NRDL) which existed from 1946 to
 1969.  NRDL was established in the aftermath of contamination
 problems experienced following the 1946 Bikini atomic bomb test
 Baker.  A fourth possible important component is the Naval
 Research Advisory Committee.  Established in 1946, its role has
 been to advise the Secretary of the Navy and Chief of Naval
 Operations on research and development.  Its responsibilities may
 have included advising on biomedical research and development.
 
 Experiments
 
 The Navy has identified approximately 800 experiments, of
 which about 150 predate 1975.  (Additional experiments are still
 being located.)  The Navy provided the Committee with available
 documentation on these experiments, but in many cases,
 particularly for pre-1975 experiments, data are fragmentary.  The
 Navy and the Committee will work to identify further data on
 selected experiments.
 
 Records Search
 
 The Navy reports that over 1,800 person-days have been
 expended in the records search.  With respect to headquarters
 documents, relevant portions of the records of the Secretary of
 the Navy in Record Group #428 at NARA and WNRC, and at the Office
 of the Secretary of the Navy have been reviewed in part.
 
 Relevant portions of the records of BUMED at NARA (Record
 Group #52) and at BUMED have been reviewed in part.  BUMED
 histories have been examined.  Relevant portions of ONR records
 still housed at ONR have been reviewed.  ONR records in Record
 Group #298 at NARA and WNRC are being examined.
 
 In response to the DOD-wide January search directive, the
 Navy sought to identify experiments and related records at
 numerous field sites.  Selected files in the only known location
 of NRDL office files (the NARA and Federal Records Center in San
 Bruno, California) have been, or are being, examined.  Certain
 technical reports from NRDL's library were sent to the Armed
 Forces Radiobiology Research Institute (AFRRI) and to the Naval
 Surface Weapons Center in White Oak, Maryland, and they have been
 reviewed.  Unclassified NRDL histories have been provided.
 However, the Committee understands that many other NRDL records
 or reports were destroyed when NRDL was disestablished, and has
 requested a report on this matter.
 
 At the Federal Personnel Records Center in St. Louis,
 records were examined on the following commands: Naval Submarine
 Medical Research Center;  Naval Hospital and Naval Submarine
 Base, Groton; Naval Hospital, Chelsea; Naval Hospital, St.
 Albans; and Naval Hospital and Naval Medical Research Institute,
 Taiwan.
 
 Remaining Tasks
 
 Further review of selected records of the Secretary of the
 Navy, BUMED, and NRDL may be necessary.  Classified NRDL
 histories were once housed at the Naval Historical Center.
 Additionally, a review of the holdings of the Naval Historical
 Center should be made for other relevant periodic and
 programmatic histories, as well as relevant records collections.
 The records of the Naval Research Advisory Committee must be
 located and reviewed.
 
 The Navy has found evidence of consent policies dating to
 the 1930s.  For the period through the mid-1960s, the Navy has
 located documentation of this process for some experiments.  Only
 approximately six of these experiments involved ionizing
 radiation, however, while the Navy reported over 100 such
 experiments from this period.  The Committee hopes that the Navy
 will be able to locate further information regarding these
 additional experiments, including information relating to any
 review process.
 
 
 Defense Nuclear Agency
 
 History and Organization
 
 DNA is the successor to the Armed Force Special Weapons
 Project (AFSWP) and the Defense Atomic Support Agency (DASA).
 
 Since the establishment of AFSWP in 1947, the responsibility
 for biomedical research  conducted for AFSWP and its successors
 has lain primarily with a small medical division at the
 headquarters.  The Armed Forces Radiobiology Research Institute
 (AFRRI, discussed below), has also had some responsibility in
 this area.  Again, except for AFRRI, biomedical research of
 AFSWP, DASA, and DNA actually has been performed by a contractor
 or another Government agency.
 
 In the early 1960s.  DASA assumed control of AFRRI from the
 Navy.  AFRRI has conducted almost exclusively research at its own
 facilities.
 
 Experiments
 
 DNA initially identified approximately one dozen pre-1975
 experiments.  DNA's research has identified further experiments
 funded or organized by DNA.
 
 Records Search
 
 DNA has committed to reviewing all of its and its
 predecessors' records (Record Group #374) at NARA and WNRC, as
 well as those still housed at its headquarters and one field
 command.  Apparently, these are the only four repositories that
 hold any such records, almost all of which are classified.  A
 number of relevant documents have been and are being declassified
 and will be provided to Committee staff.  Committee staff has
 asked DNA, and DNA has agreed, to include any documentation
 related to potential human experimentation connected with atomic
 bomb tests.
 
 DNA reports that some records have been destroyed.  A key
 collection in this category is the contract files for the
 biomedical research sponsored by AFSWP and DASA during the 1950s
 and 1960s.  Moreover, few records of some key offices (most
 notably the medical division at headquarters) have been located.
 
 DNA has examined all official periodic and programmatic
 histories of AFSWP, DASA, and DNA, all of which are classified.
 Tables of contents and pertinent portions have been declassified
 and furnished to Committee staff, who, after reviewing them,
 requested further portions.  DNA has also provided the periodic
 histories of AFRRI, as well as the minutes of the meetings of its
 Board of Governors.  All of these items were unclassified.
 
 DNA is reviewing selected classified materials it has
 collected that are connected to the histories of the nuclear
 weapons tests prepared for the Nuclear Test Personnel Review
 (NTPR) program.  In conducting the DNA search, the Committee is
 mindful of previous DNA (and DOD) work connected with the NTPR
 program.  That program sought, among other goals, to collect
 documentation on U.S. nuclear tests; it also prepared a series of
 test histories.  Committee staff is availing itself of the public
 NTPR materials and has asked for declassification of many NTPR
 source documents that may remain classified.
 
 Remaining Tasks
 
 Committee staff has received significant documentation as a
 result of DNA's research, and, based on DNA's commitment, expects
 provision of the remaining information in the immediate future.
 DNA is preparing an index of the records at NARA, WNRC, and its
 headquarters and field command.  Based on the materials provided
 from the search and this index, Committee staff will request
 further information.  The areas of the requests will include
 specific biomedical experiments, intentional releases, and human
 experimentation connected with atomic bomb tests.
 
 
 
 
 
 
 DEPARTMENT OF ENERGY
 
 
 History and Organization of the Department of Energy
 
 The Department of Energy (DOE) is the successor to the
 Manhattan Engineer District (MED), Atomic Energy Commission
 (AEC), and Energy Research and Development Administration (ERDA).
 
 MED was established within the U.S. Army in 1942 to build
 the atomic bomb.  Although biomedical research was conducted at
 individual project sites from the first days of MED, in August
 1943 the Medical Section was created partly to coordinate such
 research.  The biomedical research program was conducted both at
 Government-owned, contractor-operated laboratories (e.g., Clinton
 Laboratory, now Oak Ridge, and Los Alamos Laboratory) and by
 contractors (e.g., the University of Rochester and the University
 of California Radiation Laboratory).  The Medical Advisory
 Committee was created in mid-1946 to advise MED on a number of
 issues, including future biomedical research programs that the
 atomic energy program might adopt.  In 1946, MED began to
 distribute radioisotopes produced at Clinton Laboratory to
 researchers outside of its own laboratories and contractors.  The
 Interim Advisory Committee on Isotope Distribution was set up to
 advise MED on policies and guidelines in this area, including the
 use of radioisotopes in humans.
 
 AEC came into existence as an independent agency within the
 executive branch on January 1, 1947.  At the outset, AEC had no
 division or office responsible for biomedical research.  Early in
 1947 the Interim Medical Advisory Committee (IMAC) was created to
 advise AEC on its biomedical research effort, and most of the
 existing programs and contracts simply were continued.  The
 Medical Board of Review, a successor to IMAC set up in mid-1947,
 recommended the creation of a division specifically responsible
 for biomedical research and a permanent advisory group of
 physicians from outside the Government to assist that division.
 Based on these recommendations, the Advisory Committee on Biology
 and Medicine (ACBM) was formed in September 1947, and the
 Division of Biology and Medicine (DBM) in early 1948.  Under AEC,
 the biomedical research program increased dramatically both at
 Government-owned laboratories and at contractor sites.  Virtually
 all of this effort was managed and directed by DBM, with the
 assistance of ACBM.
 
 The Division of Military Application (DMA) had substantial
 responsibilities involving the military use of atomic energy.
 During the late 1940s, and possibly later, DMA had a Radiological
 Branch that worked extensively in the radiological warfare field.
 DMA funded some biomedical research in the 1950s concerning
 fallout and also may have funded other biomedical research.
 
 The distribution of radioisotopes grew rapidly under AEC.
 Once production difficulties were overcome in 1947, distribution
 was expanded to users in industry and agriculture.  The Isotopes
 Branch and its successors ran the isotope production and
 distribution program.  The Advisory Committee on Isotope
 Distribution was created in 1948 to replace the interim committee
 of the same name, and the Subcommittee on Human Applications was
 established thereunder to set guidelines and policies for the
 Isotopes Branch governing use of AEC-supplied  radioisotopes in
 humans.  In 1958 the Advisory Committee on Medical Uses of
 Isotopes succeeded the Subcommittee on Human Applications.
 
 ERDA assumed most of the responsibilities of AEC in 1974;
 the civilian nuclear power and isotope distribution functions of
 AEC were transferred to the newly created Nuclear Regulatory
 Commission.  The Biology and Environmental Research Division was
 established to continue the work of DBM.
 
 
 Experiments
 
 DOE-identified experiments include (1) experiments
 identified in the mid-1980s and  included in the Markey report
 and (2) further experiments DOE identified in June 1994.
 Additional experiments are being identified by the DOE
 headquarters Office of Human Radiation Experiments (OHRE), to
 which DOE has given final responsibility for identifying
 experiments. OHRE works independently, and in conjunction with
 other DOE elements, to identify experiments. In mid-October, OHRE
 reported that it had identified information pertaining to over 80
 separate human experiments.  Further DOE experiments continue to
 be identified in documents provided by DOE and in other sources
 located by the Committee.
 
 
 Records Search
 
 In mid-October DOE reported that it had released
 approximately 115,000 pages of documents.  DOE has issued written
 guidance to all DOE and contractor elements directing them to
 search for all records with information about human radiation
 experiments.  The present aim of the search is to provide (1)
 inventories of relevant record collections ("series
 descriptions") and (2) copies of the documents. DOE created OHRE,
 among other matters, to serve as a central collection point and
 perform quality control.
 
 Series descriptions are complete for Lawrence Berkeley
 Laboratory, Argonne, and Oak Ridge; those for Los Alamos,
 Brookhaven, Hanford, and Idaho are being revised.  The series
 descriptions indicate that approximately 75 percent of the
 relevant collections are unclassified or declassified.  Committee
 staff has asked DOE to annotate series descriptions to indicate
 which records therein have been reviewed.
 
 In addition to MED and early AEC headquarters records at Oak
 Ridge, numerous headquarters records remain at various DOE
 headquarters offices and at the National Archives (NARA) and the
 Washington National Records Center (WNRC) in the Washington,
 D.C., area. [1] The relevant Oak Ridge and MED/early AEC
 headquarters records at the Atlanta NARA in Record Group # 326
 have been reviewed by DOE and Committee staff.
 
 At the Committee's request, DOE is retrieving records
 related to human experimentation from the universities involved
 in the plutonium injection experiments (i.e., the University of
 Rochester, University of California, and University of Chicago).
 
 A number of records of interest remain classified.  The
 Committee has sought to limit and prioritize declassification
 requests.  Initially, the Committee asked DOE to locate and
 declassify relevant files of the AEC's Division of Intelligence,
 which were understood to include information on intentional
 releases and "work for others" (e.g., experiments performed for
 other agencies at DOE labs).  Following an extensive search, DOE
 reported that these files--through the early 1970s--probably have
 been destroyed.  At the Committee's request, DOE conducted an
 inquiry and prepared a report on this matter.
 
 Currently, the Committee has assigned priority to OHRE to
 declassify portions of the periodic reports of AEC to the Joint
 Committee on Atomic Energy (the congressional oversight
 committee) and portions of the periodic reports of AEC's
 divisions to the General Manager. A declassification request for
 selected files in the 1947-1951 and 1952-1958 Executive
 Secretariat files (i.e., the files of the five-member Commission)
 has been made to the DOE declassification team at NARA.
 
 
 Remaining Tasks
 
 With respect to headquarters materials, numerous collections
 in the Washington, D.C., area must be reviewed.  Where detailed
 finding aids and inventories exist, individual files (instead of
 entire boxes or collections) often can be targeted for review.
 Committee staff will seek to work with DOE staff to assure the
 timely and efficient review and retrieval of documents.  Specific
 collections of interest include the following:
 
 O    Isotope Branch (and its successors) - Despite an extensive
 search by DOE staff, no collections of these records have
 been located.  However, some documents have been found in
 other collections regarding the isotope production and
 distribution program.
 
 O    Insurance Branch - Documents indicate that the Insurance
 Branch may have been a driving force in the development of
 rules relating to human experiments.  Despite an extensive
 search by DOE, the records of this Branch have not been
 located.
 
 O    Atomic Bomb Test Biomedical Planning Groups - DOE staff has
 located, and will soon provide, the files of these panels,
 which planned and reviewed biomedical research connected
 with atomic bomb tests.
 
 O    Division of Military Application - Inventories for DMA
 collections at WNRC and DOE headquarters have been provided.
 Selected files in these collections must be reviewed and
 relevant individual documents declassified.
 
 O   General Manager - The inventory for the General Manager
 collection at the History Division has been provided.
 Selected files in this collection must be reviewed and
 relevant individual documents declassified.
 
 O    Office of General Counsel - Inventories have been furnished
 for collections at WNRC and NARA, but there appear to be no
 pertinent files there.  The History Division has a large
 collection for which there is no inventory, but DOE staff's
 initial examination indicates that this collection contains
 relevant materials.  Selected files must be examined and
 pertinent individual documents declassified.
 
 O    Commission Minutes - Committee staff has examined the small
 collection of declassified minutes at the History Division.
 The much larger declassified collection in Record Group #326
 at NARA must be reviewed.
 
 O    General Advisory Committee - Committee staff has examined
 the small collection of  declassified agendas, minutes, and
 reports at the History Division.  The much larger
 declassified collection in Record Group #326 at NARA must be
 reviewed.
 
 O    Division of Biology and Medicine - Committee staff has
 examined the declassified portions of the collections at the
 History Division and the collection on fallout in Record
 Group #326 at NARA.  Both collections have files that must
 be declassified.  Inventories have been provided for these
 and other DBM collections at NARA, WNRC, and DOE
 headquarters.  All other collections are completely
 unclassified; selected files therein must be examined.
 
 O    Advisory Committee on Biology and Medicine - Summary minutes
 of all ACBM meetings have been furnished, as well as some
 verbatim minutes.
 
 O    Executive Secretariat Files - Committee staff has examined
 only a limited number of      declassified files in the
 1952-1958 collection in Record Group #326 at NARA.  As noted
 above, a declassification request is pending for other files
 in this collection and the 1947-1951 collection at NARA.
 Inventories have been provided for the 1958-1974 collection,
 which is at the History Division;  selected files must be
 reviewed, and relevant documents declassified.
 
 O    Periodic Division Reports to the General Manager/Periodic
 AEC Reports to the Joint Committee on Atomic Energy - As
 noted above, these are being declassified by DOE and will be
 furnished shortly.
 
 O    Individual Commissioner Files - These collections are at
 NARA, WNRC, and at DOE headquarters.  A small number of
 selected files must be reviewed, and pertinent individual
 documents declassified.
 
 There are some indications that a significant percentage of
 the 1958-1974 records of the Isotopes Branch were transferred to
 the Nuclear Regulatory Commission.  If true, these might be in
 Nuclear Regulatory Commission collections at a NARA or Federal
 Records Center or possibly still at the Nuclear Regulatory
 Commission.
 
 The Committee has requested the supporting documents used by
 the Division of the Inspector General in writing the 1974 report
 on the plutonium injections.  DOE reports that it continues to
 search for these documents.
 
 While both headquarters and some laboratories had policies
 governing informed consent beginning in the late 1940s, few
 documents have been found thus far on the scope and
 implementation of these policies.  Committee staff believes that
 DBM and Office of General Counsel collections, as well as those
 of the Insurance Branch, might have pertinent information.
 
 Finally, a number of unclassified periodic and nonperiodic
 AEC publications must be reviewed.  These range from AEC
 semiannual and annual reports to congressional reports to annual
 reports of the Oak Ridge Institute of Nuclear Studies.
 
 In the field, series descriptions for several sites must be
 revised.  The progress in examining records varies:  some sites
 (e.g., Los Alamos and the Oak Ridge Operations Office) have
 completed or nearly completed the initial review, while others
 have not.  Committee staff is working with DOE on targeted
 inquiries at several sites, including Brookhaven, Los Alamos, Oak
 Ridge, Richland, and the historic University of California
 contracts.  DOE is seeking to locate and review records of
 several private and public institutions that performed important
 biomedical research for the AEC (e.g., the University of
 California at Los Angeles and San Francisco and the Universities
 of Chicago and Rochester).
 
 
 
 
 **********
 
 1    Records transferred to National Archives and Records
 Administration are no longer under agency control.  However,
 DOE is committed to assisting the Committee in the
 identification and retrieval of relevant collections.
 
 
 DEPARTMENT OF HEALTH AND HUMAN SERVICES
 
 
 History and Organization of the Department of Health and Human
 Services
 
 The Department of Health and Human Services (HHS) is the
 Federal agency most directly concerned with public health and
 health-related research.  The landmarks for the organization as a
 whole were the creation of the Federal Security Agency (FSA) in
 1939, the establishment of the Department of Health, Education,
 and Welfare (HEW) in 1953, and HEW's reorganization into HHS in
 1980.
 
 The U.S. Public Health Service (PHS), one of the five major
 operating divisions of HHS, has conducted and sponsored radiation
 research.  From 1944 to 1967, PHS included the Office of the
 Surgeon General, the National Institutes of Health (NIH), the
 Bureau of State Services (BSS), and the Bureau of Medical
 Services.  After reorganization in 1968, PHS--including NIH, the
 Food and Drug Administration (FDA), and the Health Services and
 Mental Health Administration--reported to the Assistant Secretary
 for Health and Scientific Affairs.  Since 1973, HHS components
 relevant to the Committee's work have included the Office of the
 Assistant Secretary for Health (OASH), the Centers for Disease
 Control and Prevention (CDC), the FDA, the Indian Health Service
 (IHS), and NIH.  The two historically significant agencies for
 radiation research within PHS are BSS and NIH.
 
 BSS, historically responsible for industrial and
 occupational health within PHS, began to study the biological
 effects of radiation as part of research on worker and public
 health.  The studies were conducted by a component of BSS, the
 Bureau of Radiological Health (BRH), which also served as liaison
 to AEC and Department of Defense.  BRH sponsored extramural
 research related to radiation and its public health hazards.  BRH
 ran regional sampling and research labs, including the national
 monitoring network for radioactive fallout from the atmospheric
 testing of nuclear bombs, sampling and research laboratories in
 Nevada and Alabama, the bone strontium sampling program, and the
 national milk testing network.
 
 NIH has been the major Federal sponsor of biomedical
 research since the end of World War II and the dissolution of the
 War Department's Committee on Medical Research (CMR), which had
 previously sponsored such work.  During the Korean War,
 representatives of PHS participated in interagency working groups
 that planned biomedical research of military relevance, including
 the Joint Panel on Medical Aspects of Atomic Warfare.  Today NIH
 is one of the primary Federal sponsors for extramural biomedical
 radiation research.  Most of the significant applications to NIH
 for radiation research funding were reviewed by the Radiobiology
 (later Radiation) Study Section of NIH.
 
 NIH's intramural research is conducted by various
 institutes.  Those of interest to the Committee include the
 National Cancer Institute (NCI), which funded and conducted
 radiation research related to cancer; the National Heart
 Institute (now Heart, Lung, and Blood), and the National
 Institute of Arthritic and Metabolic Diseases (since reorganized
 into two separate Institutes).  Moreover, in 1953 NIH created an
 intramural research hospital, the NIH Clinical Center, and
 centralized its intramural radiation research.  The Clinical
 Center had a radiation wing, in which radiation research was
 conducted.
 
 
 Experiments
 
 NIH has sponsored a wide variety of radiation research
 involving human subjects, particularly relating to cancer
 therapy.  Many of these research projects, probably including
 those of greatest interest to the Committee, were reviewed by the
 Radiation Study Section. There were also NIH satellite intramural
 programs involving radiation research, including a Laboratory for
 Experimental Oncology in northern California and work (likely
 involving animal and instrumentation research only) performed
 under a Memorandum of Understanding with the Clinton Laboratories
 of the Monsanto Chemical Company.
 
 The Bureau of Radiological Health also supported extramural
 radiation research by contracts and with grants.  The FDA's
 Center for Devices and Radiological Health, the successor
 organization to BRH,  identified 18 experiments funded by BRH
 that are relevant to the Committee's charge.
 
 
 Records Search
 
 The HHS records most relevant to the Committee's work
 comprise three sets of materials:
 
 (1) records of extramural research funded by NIH and
 BRH;
 
 (2) records of intramural research conducted by PHS
 components (most significantly, work done at the NIH
 Clinical Center); and
 
 (3) organization and policy documents relevant to
 program history, links with other Federal agencies
 interested in human radiation research, and the history
 of ethics guidelines for human subjects research
 generally.
 
 To date, NIH has in its computerized database only those
 extramural research grant records since 1962.  It plans to
 computerize information on pre-1962 grants so that a specific set
 of data items can be provided for such awards.  NIH also is
 developing a software program and creating electronic files that
 will permit the search by radiation keywords of its early grant
 awards.  Another effort mounted by NIH involves matching names of
 researchers who received radioisotopes with names of
 investigators who received NIH research grants.
 
 NIH staff manually reviewed 1,200 boxes of records at the
 National Archives that may have contained information concerning
 its pre-1974 sponsored research; seven boxes were deemed
 potentially relevant.  The Division of Research Grants (DRG) has
 searched all historical files of its Office of the Director and
 prepared an inventory of records found.  Files of the NIH
 Director's Office also have been searched for research conducted
 by these investigators.
 
 NIH and PHS (with contractor support) also have conducted a
 targeted search of FSA, HEW, PHS, OASH, and NIH records at the
 National Archives and the Federal Records Center for any
 documents that may identify either pre-1974 research of
 particular interest to the  Committee or evidence interagency
 radiation research with other federal agencies; this search is
 ongoing.   During a reorganization in 1971, FDA received BRH's
 program and records related to its radiological public health
 responsibilities.  FDA reports that it has not conducted or
 sponsored human radiation experiments, but FDA made approximately
 26 boxes of BRH records available to the Committee.
 
 NIH currently is refining a list of all awards in which
 grant applications were reviewed by the Radiology Study Section
 and its successors.  Experiments involving ionizing radiation and
 human subjects that were reviewed by other study sections before
 1966 will not be included in this list.
 
 For those experiments conducted by NIH scientists, the
 Medical Records Department of the Clinical Center has records for
 the 245,000 patients admitted to the Clinical Center since it
 opened in 1953.  Much of the Clinical Center's work is
 experimental, and this experimental work includes
 diagnostic/therapeutic procedures involving radiation.   NIH
 staff reviewed the Medical Board minutes and the Radiation Safety
 Committee minutes from the Clinical Center.  NIH staff is
 developing a database of human radiation experiments conducted in
 the NIH intramural program that will contain the protocols,
 titles, investigators, radiation usage, and so forth.  This
 database will be provided to the Committee when it is complete.
 
 Although the history of ethics policy development at NIH was
 relatively well documented before the work of the Committee, HHS
 has recently found documents concerning the evolution of consent
 policy at the Clinical Center.  These materials show the varying
 perspectives of legal counsel and the medical board in the 1950s
 concerning the need for formal consent documents for all patients
 admitted to the Clinical Center.
 
 In conjunction with the Committee's contemporary Research
 Proposal Review Project, Committee staff has been working with
 HHS staff to search the online CRISP (Computer Retrieval of
 Information on Scientific Projects) database for abstracts of
 extramural studies involving human subjects that were approved
 and funded in fiscal year 1993.  From this search, HHS generated
 a preliminary printout of all fiscal year 1993 studies involving
 ionizing radiation and a sample of nonradiation studies.  In
 addition, staff has received Request for Protocol Approval forms
 (including abstracts) for fiscal year 1993 intramural CDC human
 research studies, which are not available on CRISP.  Abstracts of
 intramural human subjects research from other HHS entities (NIH,
 Agency for Health Care Policy and Research, and FDA) are
 currently "in process."
 
 
 Remaining Tasks
 
 NIH will continue to search and review its materials from
 the National Archives and the Federal Records Center.  Various
 DOD documents from the 1950s indicate that the military consulted
 PHS on the health and biological effects of ionizing radiation
 (the contact points with the uniformed services appear to have
 been their respective Surgeons General offices);  Committee staff
 will work with HHS to obtain memoranda and other correspondence
 between  PHS and defense organizations that would clarify the
 nature of this consulting relationship.
 
 NIH and Committee staff will refine the Radiation Study
 Section and other experiment lists for both extramural and
 Clinical Center research and will explore search strategies to
 obtain the most useful, retrievable information on selected sets
 of experiments from the refined lists.
 
 With respect to contemporary human subjects research
 conducted or supported by HHS, Committee staff will work with HHS
 to review records of intramural research and facilitate review of
 records of extramural research funded by HHS.
 
 
 DEPARTMENT OF VETERANS AFFAIRS
 
 
 History and Organization of the Department of Veterans Affairs
 
 The Veterans Administration (VA) was established in 1930
 through consolidation of the Veterans' Bureau, the Bureau of
 Pensions (under the Department of the Interior), and the National
 Homes for Disabled Volunteer Soldiers.  In the immediate post-
 World War II era, VA's second Administrator, General Omar
 Bradley, launched a major expansion and reorganization of VA's
 medical services; this expansion included establishing the
 Department of Medicine & Surgery in 1946.  At that time the
 director of medical programs, Major General Paul Hawley,
 instituted residency programs and teaching fellowships in VA
 hospitals and established the policy of locating VA hospitals
 adjacent to, and affiliating them with, leading medical schools.
 Hospital-based research began, increasing in scope during the
 next decade.  In 1988 legislation was enacted to elevate VA to
 cabinet status; the Department of
 
 
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